Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, CHUI MAN
Chinese Name of Relevant Individual
林翠敏
HKMA Registration Number
AF6983
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MUFG BANK, LTD.
SFC CE number
AAN305
Business Address
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2017 - 25 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2017 - 25 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2012 - 21 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2012 - 21 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, CHUI MAN
:
Chinese Name of Relevant Individual
林翠敏
:
HKMA Registration Number
AF6983
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MUFG BANK, LTD.
Type 1: dealing in securities
18 Apr 2023
No
VICE PRESIDENT
MUFG BANK, LTD.
Type 4: advising on securities
18 Apr 2023
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
MUFG BANK, LTD.
AAN305
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6983
MUFG BANK, LTD.
Type 1: dealing in securities
Since 18 Apr 2023
No
AF6983
MUFG BANK, LTD.
Type 4: advising on securities
Since 18 Apr 2023
No
AF6983
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2017 - 25 Jun 2022
No
AF6983
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2017 - 25 Jun 2022
No
AF6983
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Aug 2012 - 21 Sep 2014
No
AF6983
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Aug 2012 - 21 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.