Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POH, HSUEH WEI
Chinese Name of Relevant Individual
傅學瑋
HKMA Registration Number
AF7028
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2020 - 04 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2020 - 04 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 May 2020 - 04 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2017 - 13 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 13 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Aug 2012 - 13 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POH, HSUEH WEI
:
Chinese Name of Relevant Individual
傅學瑋
:
HKMA Registration Number
AF7028
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7028
UBS AG
Type 1: dealing in securities
14 May 2020 - 04 Dec 2020
Yes
AF7028
UBS AG
Type 4: advising on securities
14 May 2020 - 04 Dec 2020
Yes
AF7028
UBS AG
Type 7: providing automated trading services
14 May 2020 - 04 Dec 2020
Yes
AF7028
UBS AG
Type 4: advising on securities
26 Sep 2017 - 13 May 2020
No
AF7028
UBS AG
Type 1: dealing in securities
25 Aug 2012 - 13 May 2020
No
AF7028
UBS AG
Type 7: providing automated trading services
25 Aug 2012 - 13 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
