Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PAN, XINGDONG
Chinese Name of Relevant Individual
潘醒東
HKMA Registration Number
AF7029
Other HKMA Registration Number(s)
AG8657
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2015 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2015 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Aug 2015 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2012 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Aug 2012 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PAN, XINGDONG
:
Chinese Name of Relevant Individual
潘醒東
:
HKMA Registration Number
AF7029
:
Other HKMA Registration Number(s)
AG8657
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8657
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 31 Jul 2023
No
AG8657
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
Since 31 Jul 2023
No
AG8657
UBS AG
Type 1: dealing in securities
21 Aug 2015 - 12 Aug 2016
No
AG8657
UBS AG
Type 4: advising on securities
21 Aug 2015 - 12 Aug 2016
No
AG8657
UBS AG
Type 6: advising on corporate finance
21 Aug 2015 - 12 Aug 2016
No
AF7029
UBS AG
Type 1: dealing in securities
25 Aug 2012 - 20 Aug 2015
No
AF7029
UBS AG
Type 4: advising on securities
25 Aug 2012 - 20 Aug 2015
No
AF7029
UBS AG
Type 6: advising on corporate finance
25 Aug 2012 - 20 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.