Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FERRARONI, IVAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF7034
Other HKMA Registration Number(s)
AG1560
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Apr 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Apr 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2018 - 08 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2018 - 08 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2013 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Nov 2013 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 31 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Aug 2012 - 31 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FERRARONI, IVAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7034
:
Other HKMA Registration Number(s)
AG1560
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1560
EFG BANK AG
Type 1: dealing in securities
Since 09 Apr 2020
Yes
AG1560
EFG BANK AG
Type 4: advising on securities
Since 09 Apr 2020
Yes
AG1560
EFG BANK AG
Type 1: dealing in securities
31 Oct 2018 - 08 Apr 2020
No
AG1560
EFG BANK AG
Type 4: advising on securities
31 Oct 2018 - 08 Apr 2020
No
AG1560
UBS AG
Type 1: dealing in securities
06 Nov 2013 - 25 Jul 2018
No
AG1560
UBS AG
Type 7: providing automated trading services
06 Nov 2013 - 25 Jul 2018
No
AF7034
UBS AG
Type 1: dealing in securities
25 Aug 2012 - 31 Oct 2013
No
AF7034
UBS AG
Type 7: providing automated trading services
25 Aug 2012 - 31 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.