Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, SZE YING CATHY
Chinese Name of Relevant Individual
周詩映
HKMA Registration Number
AF7041
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2024 - 20 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2024 - 20 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2020 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2020 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2015 - 29 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2015 - 29 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 22 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2012 - 22 Dec 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, SZE YING CATHY
:
Chinese Name of Relevant Individual
周詩映
:
HKMA Registration Number
AF7041
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7041
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Aug 2024 - 20 Nov 2024
No
AF7041
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
03 Aug 2024 - 20 Nov 2024
No
AF7041
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
08 Oct 2020 - 30 Jun 2024
No
AF7041
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
08 Oct 2020 - 30 Jun 2024
No
AF7041
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 May 2015 - 29 Sep 2019
No
AF7041
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 May 2015 - 29 Sep 2019
No
AF7041
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
25 Aug 2012 - 22 Dec 2012
No
AF7041
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
25 Aug 2012 - 22 Dec 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.