Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, WAI CHUNG
Chinese Name of Relevant Individual
蘇維宗
HKMA Registration Number
AF7066
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2018 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Dec 2018 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2018 - 14 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2018 - 14 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2016 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2016 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2013 - 24 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2013 - 24 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2012 - 03 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2012 - 03 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Aug 2012 - 03 Dec 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, WAI CHUNG
:
Chinese Name of Relevant Individual
蘇維宗
:
HKMA Registration Number
AF7066
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7066
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Dec 2018 - 25 Jul 2021
No
AF7066
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Dec 2018 - 25 Jul 2021
No
AF7066
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Apr 2018 - 14 Oct 2018
No
AF7066
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Apr 2018 - 14 Oct 2018
No
AF7066
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2016 - 02 Nov 2017
No
AF7066
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2016 - 02 Nov 2017
No
AF7066
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jan 2013 - 24 Mar 2013
No
AF7066
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jan 2013 - 24 Mar 2013
No
AF7066
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Aug 2012 - 03 Dec 2012
No
AF7066
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Aug 2012 - 03 Dec 2012
No
AF7066
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Aug 2012 - 03 Dec 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.