Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KIT YAN
Chinese Name of Relevant Individual
黃潔恩
HKMA Registration Number
AF7116
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jun 2021
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH SERVICES, DIRECT CHANNELS
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jun 2021
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH SERVICES, DIRECT CHANNELS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2019 - 06 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2019 - 06 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2016 - 30 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2016 - 30 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2014 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2012 - 16 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2012 - 16 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2012 - 03 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2012 - 03 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KIT YAN
:
Chinese Name of Relevant Individual
黃潔恩
:
HKMA Registration Number
AF7116
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Jun 2021
No
WEALTH SERVICES, DIRECT CHANNELS
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Jun 2021
No
WEALTH SERVICES, DIRECT CHANNELS
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7116
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 08 Jun 2021
No
AF7116
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 08 Jun 2021
No
AF7116
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Oct 2019 - 06 May 2020
No
AF7116
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Oct 2019 - 06 May 2020
No
AF7116
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Aug 2016 - 30 Sep 2018
No
AF7116
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Aug 2016 - 30 Sep 2018
No
AF7116
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Jun 2014 - 29 Feb 2016
No
AF7116
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Dec 2012 - 16 Feb 2014
No
AF7116
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Dec 2012 - 16 Feb 2014
No
AF7116
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2012 - 03 Oct 2012
No
AF7116
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2012 - 03 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.