Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, KWAN YI
Chinese Name of Relevant Individual
連君怡
HKMA Registration Number
AF7137
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2017 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2017 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2014 - 10 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2014 - 10 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2012 - 05 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2012 - 05 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, KWAN YI
:
Chinese Name of Relevant Individual
連君怡
:
HKMA Registration Number
AF7137
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7137
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Nov 2017 - 18 Jun 2018
No
AF7137
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Nov 2017 - 18 Jun 2018
No
AF7137
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2014 - 10 Oct 2017
No
AF7137
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2014 - 10 Oct 2017
No
AF7137
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2012 - 05 Dec 2013
No
AF7137
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2012 - 05 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.