Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, YU HANG NOELLE
Chinese Name of Relevant Individual
趙汝衡
HKMA Registration Number
AF7138
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2014 - 09 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2014 - 09 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2012 - 11 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2012 - 11 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, YU HANG NOELLE
:
Chinese Name of Relevant Individual
趙汝衡
:
HKMA Registration Number
AF7138
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7138
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 Apr 2014 - 09 Aug 2015
No
AF7138
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 Apr 2014 - 09 Aug 2015
No
AF7138
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2012 - 11 Mar 2014
No
AF7138
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2012 - 11 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.