Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, TSZ NGONG
Chinese Name of Relevant Individual
高子昂
HKMA Registration Number
AF7145
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
05 Oct 2012 - 12 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2012 - 12 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2012 - 12 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, TSZ NGONG
:
Chinese Name of Relevant Individual
高子昂
:
HKMA Registration Number
AF7145
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7145
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
05 Oct 2012 - 12 May 2013
No
AF7145
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Sep 2012 - 12 May 2013
No
AF7145
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
01 Sep 2012 - 12 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.