Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STAERKLE, NICOLAS
Chinese Name of Relevant Individual
HKMA Registration Number
AF7152
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2021 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2021 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
30 Mar 2021 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2012 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2012 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
03 Sep 2012 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STAERKLE, NICOLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7152
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7152
BANQUE PICTET & CIE SA
Type 1: dealing in securities
30 Mar 2021 - 11 Jul 2021
Yes
AF7152
BANQUE PICTET & CIE SA
Type 4: advising on securities
30 Mar 2021 - 11 Jul 2021
Yes
AF7152
BANQUE PICTET & CIE SA
Type 9: asset management
30 Mar 2021 - 11 Jul 2021
Yes
AF7152
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
03 Sep 2012 - 11 Jul 2021
Yes
AF7152
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
03 Sep 2012 - 11 Jul 2021
Yes
AF7152
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
03 Sep 2012 - 11 Jul 2021
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.