Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TONG, CHAK PAN CHAPLIN
Chinese Name of Relevant Individual

湯澤斌
HKMA Registration Number
AF7178
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TONG, CHAK PAN CHAPLIN
:
Chinese Name of Relevant Individual
湯澤斌
:
HKMA Registration Number
AF7178
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
23 Sep 2020
No
SALESPERSON