Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, WING TO STEPHEN
Chinese Name of Relevant Individual
譚永滔
HKMA Registration Number
AF7196
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2014 - 02 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2014 - 02 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2012 - 05 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2012 - 05 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, WING TO STEPHEN
:
Chinese Name of Relevant Individual
譚永滔
:
HKMA Registration Number
AF7196
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7196
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Mar 2014 - 02 Jun 2014
No
AF7196
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Mar 2014 - 02 Jun 2014
No
AF7196
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2012 - 05 Mar 2014
No
AF7196
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Sep 2012 - 05 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.