Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, YUEN SHUN
Chinese Name of Relevant Individual
HKMA Registration Number
AF7228
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2016 - 13 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2016 - 13 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2016 - 04 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2016 - 04 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2015 - 08 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2015 - 08 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2015 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2015 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2015 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2015 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2015 - 24 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2015 - 24 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2014 - 21 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2014 - 21 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2014 - 10 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, YUEN SHUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7228
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Oct 2016 - 13 Oct 2016
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
08 Oct 2016 - 13 Oct 2016
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Feb 2016 - 04 Mar 2016
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
26 Feb 2016 - 04 Mar 2016
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Oct 2015 - 08 Oct 2015
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
03 Oct 2015 - 08 Oct 2015
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Aug 2015 - 07 Aug 2015
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
06 Aug 2015 - 07 Aug 2015
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Jul 2015 - 02 Aug 2015
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
29 Jul 2015 - 02 Aug 2015
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Jan 2015 - 24 Jan 2015
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
19 Jan 2015 - 24 Jan 2015
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Nov 2014 - 21 Nov 2014
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
15 Nov 2014 - 21 Nov 2014
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Apr 2014 - 10 Apr 2014
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
05 Apr 2014 - 10 Apr 2014
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jun 2013 - 18 Jun 2013
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jun 2013 - 18 Jun 2013
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Mar 2013 - 06 Mar 2013
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
01 Mar 2013 - 06 Mar 2013
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Dec 2012 - 05 Dec 2012
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
01 Dec 2012 - 05 Dec 2012
No
AF7228
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Sep 2012 - 12 Sep 2012
No
AF7228
BARCLAYS BANK PLC
Type 4: advising on securities
08 Sep 2012 - 12 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.