Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BREEZE, DANIEL KENNETH
Chinese Name of Relevant Individual
HKMA Registration Number
AF7229
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2018 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2018 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2016 - 29 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2016 - 29 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2016 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2016 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2016 - 25 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2016 - 25 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2015 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2015 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2015 - 10 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BREEZE, DANIEL KENNETH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7229
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
28 Nov 2018 - 30 Nov 2018
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
28 Nov 2018 - 30 Nov 2018
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
23 Apr 2018 - 27 Apr 2018
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
23 Apr 2018 - 27 Apr 2018
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
28 Aug 2017 - 31 Aug 2017
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
28 Aug 2017 - 31 Aug 2017
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
24 Nov 2016 - 29 Nov 2016
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
24 Nov 2016 - 29 Nov 2016
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
09 May 2016 - 11 May 2016
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
09 May 2016 - 11 May 2016
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
22 Feb 2016 - 25 Feb 2016
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
22 Feb 2016 - 25 Feb 2016
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
16 Nov 2015 - 18 Nov 2015
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
16 Nov 2015 - 18 Nov 2015
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
06 Oct 2015 - 10 Oct 2015
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
06 Oct 2015 - 10 Oct 2015
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
06 Nov 2014 - 11 Nov 2014
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
06 Nov 2014 - 11 Nov 2014
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
17 Feb 2014 - 20 Feb 2014
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
17 Feb 2014 - 20 Feb 2014
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
13 Jan 2014 - 15 Jan 2014
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
13 Jan 2014 - 15 Jan 2014
No
AF7229
BANK OF MONTREAL
Type 1: dealing in securities
28 Oct 2013 - 01 Nov 2013
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
28 Oct 2013 - 01 Nov 2013
No
AF7229
BANK OF MONTREAL
Type 4: advising on securities
09 Sep 2012 - 13 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.