Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, YIK SEONG
Chinese Name of Relevant Individual
HKMA Registration Number
AF7233
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2016 - 08 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jan 2016 - 08 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2012 - 20 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Nov 2012 - 20 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2012 - 14 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Sep 2012 - 14 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, YIK SEONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7233
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7233
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Jan 2016 - 08 Jan 2016
No
AF7233
BARCLAYS BANK PLC
Type 6: advising on corporate finance
07 Jan 2016 - 08 Jan 2016
No
AF7233
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Nov 2012 - 20 Jul 2014
No
AF7233
BARCLAYS BANK PLC
Type 6: advising on corporate finance
03 Nov 2012 - 20 Jul 2014
No
AF7233
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Sep 2012 - 14 Sep 2012
No
AF7233
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Sep 2012 - 14 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.