Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE LI, ELIZABETH SHU
Chinese Name of Relevant Individual
HKMA Registration Number
AF7234
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 05 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2016 - 26 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2015 - 25 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2013 - 23 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2012 - 23 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE LI, ELIZABETH SHU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7234
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7234
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Oct 2017 - 05 Nov 2017
No
AF7234
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Mar 2016 - 26 Mar 2016
No
AF7234
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Oct 2015 - 25 Oct 2015
No
AF7234
BANK MORGAN STANLEY AG
Type 1: dealing in securities
08 Mar 2013 - 23 Mar 2013
No
AF7234
BANK MORGAN STANLEY AG
Type 1: dealing in securities
10 Sep 2012 - 23 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.