Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
ZHANG, CHARLES
Chinese Name of Relevant Individual

張大兆
HKMA Registration Number
AF7235
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Sep 2012
Is an Executive Officer? (Yes / No)
No
Capacity
SALES TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
ZHANG, CHARLES
:
Chinese Name of Relevant Individual
張大兆
:
HKMA Registration Number
AF7235
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
11 Sep 2012
No
SALES TRADER