Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEN, FAN WEI
Chinese Name of Relevant Individual
顏凡偉
HKMA Registration Number
AF7243
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2018 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2018 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2012 - 26 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2012 - 26 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEN, FAN WEI
:
Chinese Name of Relevant Individual
顏凡偉
:
HKMA Registration Number
AF7243
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7243
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
14 Feb 2018 - 27 Aug 2018
No
AF7243
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
14 Feb 2018 - 27 Aug 2018
No
AF7243
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
11 Sep 2012 - 26 Jan 2018
No
AF7243
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
11 Sep 2012 - 26 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.