Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, KIT MICHAEL
Chinese Name of Relevant Individual
郭杰
HKMA Registration Number
AF7258
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2025 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2025 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2025 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2025 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 09 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 09 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2012 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2012 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, KIT MICHAEL
:
Chinese Name of Relevant Individual
郭杰
:
HKMA Registration Number
AF7258
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7258
CITIBANK, N.A.
Type 1: dealing in securities
21 Mar 2025 - 30 Apr 2026
No
AF7258
CITIBANK, N.A.
Type 4: advising on securities
21 Mar 2025 - 30 Apr 2026
No
AF7258
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Mar 2025 - 30 Apr 2026
No
AF7258
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
21 Mar 2025 - 30 Apr 2026
No
AF7258
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 09 Sep 2021
No
AF7258
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 09 Sep 2021
No
AF7258
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
11 Sep 2012 - 30 Sep 2016
No
AF7258
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
11 Sep 2012 - 30 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.