Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHING HIM
Chinese Name of Relevant Individual
李政謙
HKMA Registration Number
AF7272
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA ZHESHANG BANK CO., LTD.
SFC CE number
BHF065
Business Address
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2023 - 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Feb 2023 - 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2015 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Aug 2015 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2012 - 12 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2012 - 12 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHING HIM
:
Chinese Name of Relevant Individual
李政謙
:
HKMA Registration Number
AF7272
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
07 Sep 2024
No
SENIOR VICE PRESIDENT
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
07 Sep 2024
No
SENIOR VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
CHINA ZHESHANG BANK CO., LTD.
BHF065
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7272
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
Since 07 Sep 2024
No
AF7272
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
Since 07 Sep 2024
No
AF7272
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Feb 2023 - 09 Aug 2024
No
AF7272
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Feb 2023 - 09 Aug 2024
No
AF7272
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Aug 2015 - 05 Mar 2017
No
AF7272
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Aug 2015 - 05 Mar 2017
No
AF7272
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Sep 2012 - 12 Sep 2014
No
AF7272
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Sep 2012 - 12 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.