Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HARRIS, STEPHEN PAUL
Chinese Name of Relevant Individual
HKMA Registration Number
AF7283
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2013 - 27 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2013 - 27 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
11 Sep 2012 - 27 Oct 2014
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HARRIS, STEPHEN PAUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7283
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7283
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Oct 2013 - 27 Oct 2014
No
AF7283
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Oct 2013 - 27 Oct 2014
No
AF7283
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
11 Sep 2012 - 27 Oct 2014
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.