Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, YI KI
Chinese Name of Relevant Individual
鄧亦淇
HKMA Registration Number
AF7296
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2015 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2015 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2012 - 04 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2012 - 04 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Sep 2012 - 04 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, YI KI
:
Chinese Name of Relevant Individual
鄧亦淇
:
HKMA Registration Number
AF7296
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7296
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
20 May 2015 - 31 Jul 2015
No
AF7296
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
20 May 2015 - 31 Jul 2015
No
AF7296
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Sep 2012 - 04 Sep 2014
No
AF7296
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Sep 2012 - 04 Sep 2014
No
AF7296
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Sep 2012 - 04 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.