Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, YEN HOU ALEXANDER
Chinese Name of Relevant Individual

劉恩浩
HKMA Registration Number
AF7310
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Sep 2012
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, YEN HOU ALEXANDER
:
Chinese Name of Relevant Individual
劉恩浩
:
HKMA Registration Number
AF7310
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
14 Sep 2012
No
CLIENT ADVISOR WM GFIW
UBS AG
Type 4: advising on securities
18 Jul 2015
No
CLIENT ADVISOR WM GFIW