Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, SEE MAIN CHARMAINE
Chinese Name of Relevant Individual

盧思敏
HKMA Registration Number
AF7324
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Sep 2012
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
14 Sep 2012
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, SEE MAIN CHARMAINE
:
Chinese Name of Relevant Individual
盧思敏
:
HKMA Registration Number
AF7324
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
14 Sep 2012
No
CORPORATE AND INSTITUTIONAL BANKING
BNP PARIBAS
Type 6: advising on corporate finance
14 Sep 2012
No
CORPORATE AND INSTITUTIONAL BANKING