Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MO, PEIJUN
Chinese Name of Relevant Individual
莫沛珺
HKMA Registration Number
AF7404
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Feb 2017 - 08 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2014 - 08 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2014 - 08 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Dec 2014 - 20 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2013 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2013 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Aug 2013 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2012 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2012 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Sep 2012 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MO, PEIJUN
:
Chinese Name of Relevant Individual
莫沛珺
:
HKMA Registration Number
AF7404
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7404
UBS AG
Type 6: advising on corporate finance
22 Feb 2017 - 08 Apr 2020
No
AF7404
UBS AG
Type 1: dealing in securities
23 Dec 2014 - 08 Apr 2020
No
AF7404
UBS AG
Type 4: advising on securities
23 Dec 2014 - 08 Apr 2020
No
AF7404
UBS AG
Type 7: providing automated trading services
23 Dec 2014 - 20 Feb 2017
No
AF7404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Aug 2013 - 31 Oct 2014
No
AF7404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 Aug 2013 - 31 Oct 2014
No
AF7404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
17 Aug 2013 - 31 Oct 2014
No
AF7404
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
20 Sep 2012 - 02 Aug 2013
No
AF7404
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
20 Sep 2012 - 02 Aug 2013
No
AF7404
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
20 Sep 2012 - 02 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.