Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, YUEN SHAN SANDI
Chinese Name of Relevant Individual

李苑姍
HKMA Registration Number
AF7411
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, YUEN SHAN SANDI
:
Chinese Name of Relevant Individual
李苑姍
:
HKMA Registration Number
AF7411
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 May 2025
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
07 May 2025
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS