Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WAI LOK
Chinese Name of Relevant Individual
吳瑋洛
HKMA Registration Number
AF7413
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2022 - 21 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2022 - 21 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2017 - 02 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2017 - 02 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2012 - 26 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WAI LOK
:
Chinese Name of Relevant Individual
吳瑋洛
:
HKMA Registration Number
AF7413
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7413
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Sep 2022 - 21 Jul 2023
No
AF7413
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
29 Sep 2022 - 21 Jul 2023
No
AF7413
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Jul 2017 - 02 Aug 2022
No
AF7413
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
21 Jul 2017 - 02 Aug 2022
No
AF7413
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Sep 2012 - 26 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.