Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KWOK WING
Chinese Name of Relevant Individual
余國榮
HKMA Registration Number
AF7429
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2017 - 18 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2017 - 18 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2012 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2012 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KWOK WING
:
Chinese Name of Relevant Individual
余國榮
:
HKMA Registration Number
AF7429
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7429
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Nov 2017 - 18 Jan 2021
No
AF7429
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Nov 2017 - 18 Jan 2021
No
AF7429
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Sep 2012 - 25 Aug 2017
No
AF7429
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Sep 2012 - 25 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.