Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, CHEUK YIN
Chinese Name of Relevant Individual
周卓然
HKMA Registration Number
AF7444
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2020 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2020 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2019 - 07 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2018 - 07 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Dec 2018 - 07 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2012 - 06 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2012 - 06 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Sep 2012 - 06 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, CHEUK YIN
:
Chinese Name of Relevant Individual
周卓然
:
HKMA Registration Number
AF7444
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7444
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2020 - 30 Jun 2021
No
AF7444
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Aug 2020 - 30 Jun 2021
No
AF7444
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Feb 2019 - 07 Jul 2019
No
AF7444
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Dec 2018 - 07 Jul 2019
No
AF7444
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Dec 2018 - 07 Jul 2019
No
AF7444
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Sep 2012 - 06 Sep 2015
No
AF7444
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Sep 2012 - 06 Sep 2015
No
AF7444
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Sep 2012 - 06 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.