Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HOPKINS, PAUL STEPHEN
Chinese Name of Relevant Individual
HKMA Registration Number
AF7445
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2013 - 12 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2013 - 12 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2013 - 30 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2013 - 30 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2013 - 09 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2012 - 02 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2012 - 27 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HOPKINS, PAUL STEPHEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7445
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7445
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Mar 2013 - 12 Mar 2013
No
AF7445
BARCLAYS BANK PLC
Type 4: advising on securities
11 Mar 2013 - 12 Mar 2013
No
AF7445
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Jan 2013 - 30 Jan 2013
No
AF7445
BARCLAYS BANK PLC
Type 4: advising on securities
28 Jan 2013 - 30 Jan 2013
No
AF7445
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Jan 2013 - 09 Jan 2013
No
AF7445
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Oct 2012 - 02 Nov 2012
No
AF7445
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Sep 2012 - 27 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.