Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KIN FAI
Chinese Name of Relevant Individual
林健輝
HKMA Registration Number
AF7476
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2019 - 02 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2014 - 15 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2014 - 15 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2012 - 31 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2012 - 31 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KIN FAI
:
Chinese Name of Relevant Individual
林健輝
:
HKMA Registration Number
AF7476
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7476
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
29 Jul 2019 - 02 Aug 2019
No
AF7476
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
06 May 2019 - 10 May 2019
No
AF7476
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
15 Jan 2018 - 19 Jan 2018
No
AF7476
COUTTS & CO AG
Type 1: dealing in securities
06 Sep 2014 - 15 Oct 2014
No
AF7476
COUTTS & CO AG
Type 4: advising on securities
06 Sep 2014 - 15 Oct 2014
No
AF7476
COUTTS & CO AG
Type 1: dealing in securities
25 Sep 2012 - 31 Oct 2013
No
AF7476
COUTTS & CO AG
Type 4: advising on securities
25 Sep 2012 - 31 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.