Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUO, TAO
Chinese Name of Relevant Individual
郭濤
HKMA Registration Number
AF7489
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2017 - 23 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2017 - 23 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2016 - 18 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2016 - 18 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Aug 2016 - 18 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2012 - 27 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2012 - 27 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Sep 2012 - 27 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUO, TAO
:
Chinese Name of Relevant Individual
郭濤
:
HKMA Registration Number
AF7489
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7489
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
05 Jul 2017 - 23 Sep 2021
No
AF7489
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
05 Jul 2017 - 23 Sep 2021
No
AF7489
DBS BANK LTD.
Type 1: dealing in securities
10 Aug 2016 - 18 Sep 2016
No
AF7489
DBS BANK LTD.
Type 4: advising on securities
10 Aug 2016 - 18 Sep 2016
No
AF7489
DBS BANK LTD.
Type 6: advising on corporate finance
10 Aug 2016 - 18 Sep 2016
No
AF7489
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Sep 2012 - 27 Jun 2016
No
AF7489
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Sep 2012 - 27 Jun 2016
No
AF7489
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Sep 2012 - 27 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.