Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SIN KI
Chinese Name of Relevant Individual
林倩琪
HKMA Registration Number
AF7521
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2020 - 26 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Nov 2020 - 26 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2016 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Nov 2016 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2016 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2012 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2012 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SIN KI
:
Chinese Name of Relevant Individual
林倩琪
:
HKMA Registration Number
AF7521
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7521
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Nov 2020 - 26 Jul 2021
No
AF7521
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Nov 2020 - 26 Jul 2021
No
AF7521
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Nov 2016 - 19 Dec 2018
No
AF7521
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Nov 2016 - 19 Dec 2018
No
AF7521
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Nov 2016 - 27 Mar 2018
No
AF7521
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2012 - 11 Sep 2016
No
AF7521
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2012 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.