Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, SZE LING
Chinese Name of Relevant Individual
阮思玲
HKMA Registration Number
AF7539
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2020 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2020 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2012 - 07 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2012 - 07 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, SZE LING
:
Chinese Name of Relevant Individual
阮思玲
:
HKMA Registration Number
AF7539
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7539
CREDIT SUISSE AG
Type 1: dealing in securities
08 Oct 2020 - 30 Jun 2022
Yes
AF7539
CREDIT SUISSE AG
Type 4: advising on securities
08 Oct 2020 - 30 Jun 2022
Yes
AF7539
CREDIT SUISSE AG
Type 1: dealing in securities
28 Sep 2012 - 07 Oct 2020
No
AF7539
CREDIT SUISSE AG
Type 4: advising on securities
28 Sep 2012 - 07 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.