Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, KA YAN
Chinese Name of Relevant Individual
陳嘉殷
HKMA Registration Number
AF7541
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2016 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2016 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2012 - 12 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2012 - 12 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, KA YAN
:
Chinese Name of Relevant Individual
陳嘉殷
:
HKMA Registration Number
AF7541
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7541
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jan 2016 - 30 Sep 2022
No
AF7541
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jan 2016 - 30 Sep 2022
No
AF7541
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Sep 2012 - 12 Nov 2015
No
AF7541
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Sep 2012 - 12 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.