Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KA LOK
Chinese Name of Relevant Individual
劉嘉樂
HKMA Registration Number
AF7561
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2024 - 22 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2024 - 22 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2019 - 21 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2019 - 21 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2012 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2012 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KA LOK
:
Chinese Name of Relevant Individual
劉嘉樂
:
HKMA Registration Number
AF7561
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7561
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
09 Nov 2024 - 22 Apr 2025
No
AF7561
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
09 Nov 2024 - 22 Apr 2025
No
AF7561
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
14 Aug 2019 - 21 Oct 2022
No
AF7561
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
14 Aug 2019 - 21 Oct 2022
No
AF7561
CHONG HING BANK LIMITED
Type 1: dealing in securities
29 Sep 2012 - 25 Jan 2019
No
AF7561
CHONG HING BANK LIMITED
Type 4: advising on securities
29 Sep 2012 - 25 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.