Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PHILLIPS, BRENTON JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AF7593
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2014 - 06 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2014 - 06 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2012 - 15 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2012 - 15 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PHILLIPS, BRENTON JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7593
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7593
MACQUARIE BANK LIMITED
Type 1: dealing in securities
11 Dec 2014 - 06 Apr 2016
No
AF7593
MACQUARIE BANK LIMITED
Type 4: advising on securities
11 Dec 2014 - 06 Apr 2016
No
AF7593
MACQUARIE BANK LIMITED
Type 1: dealing in securities
01 Oct 2012 - 15 Dec 2013
No
AF7593
MACQUARIE BANK LIMITED
Type 4: advising on securities
01 Oct 2012 - 15 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.