Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SI CHUN KEVIN
Chinese Name of Relevant Individual
李思進
HKMA Registration Number
AF7619
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2016 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2013 - 17 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2013 - 17 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2012 - 29 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2012 - 29 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SI CHUN KEVIN
:
Chinese Name of Relevant Individual
李思進
:
HKMA Registration Number
AF7619
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7619
BNP PARIBAS
Type 1: dealing in securities
08 Apr 2016 - 14 Apr 2021
No
AF7619
MACQUARIE BANK LIMITED
Type 1: dealing in securities
03 Jun 2013 - 17 Jul 2014
No
AF7619
MACQUARIE BANK LIMITED
Type 4: advising on securities
03 Jun 2013 - 17 Jul 2014
No
AF7619
MACQUARIE BANK LIMITED
Type 1: dealing in securities
01 Oct 2012 - 29 Oct 2012
No
AF7619
MACQUARIE BANK LIMITED
Type 4: advising on securities
01 Oct 2012 - 29 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.