Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SHIRLEY
Chinese Name of Relevant Individual
陳玥希
HKMA Registration Number
AF7670
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2018 - 06 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2018 - 06 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2017 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2017 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jan 2017 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2015 - 31 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2015 - 31 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2012 - 19 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2012 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SHIRLEY
:
Chinese Name of Relevant Individual
陳玥希
:
HKMA Registration Number
AF7670
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7670
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Feb 2018 - 06 Jun 2018
No
AF7670
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Feb 2018 - 06 Jun 2018
No
AF7670
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jan 2017 - 29 Sep 2017
No
AF7670
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Jan 2017 - 29 Sep 2017
No
AF7670
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jan 2017 - 29 Sep 2017
No
AF7670
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Nov 2015 - 31 Mar 2016
No
AF7670
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Nov 2015 - 31 Mar 2016
No
AF7670
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Oct 2012 - 19 Sep 2015
No
AF7670
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Oct 2012 - 10 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.