Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, CHERIE TSUI YEE
Chinese Name of Relevant Individual
區翠兒
HKMA Registration Number
AF7675
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2012 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2012 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, CHERIE TSUI YEE
:
Chinese Name of Relevant Individual
區翠兒
:
HKMA Registration Number
AF7675
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7675
MACQUARIE BANK LIMITED
Type 1: dealing in securities
05 May 2015 - 17 Dec 2015
No
AF7675
MACQUARIE BANK LIMITED
Type 4: advising on securities
05 May 2015 - 17 Dec 2015
No
AF7675
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
04 Oct 2012 - 08 Apr 2015
No
AF7675
WESTPAC BANKING CORPORATION
Type 4: advising on securities
04 Oct 2012 - 08 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.