Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOH, CHIA CHIA
Chinese Name of Relevant Individual
HKMA Registration Number
AF7712
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2013 - 14 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2013 - 14 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2013 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2013 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2013 - 29 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2013 - 29 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2012 - 12 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2012 - 12 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOH, CHIA CHIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7712
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7712
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Nov 2013 - 14 Nov 2013
No
AF7712
BARCLAYS BANK PLC
Type 4: advising on securities
11 Nov 2013 - 14 Nov 2013
No
AF7712
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Aug 2013 - 31 Aug 2013
No
AF7712
BARCLAYS BANK PLC
Type 4: advising on securities
25 Aug 2013 - 31 Aug 2013
No
AF7712
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Jun 2013 - 29 Jun 2013
No
AF7712
BARCLAYS BANK PLC
Type 4: advising on securities
23 Jun 2013 - 29 Jun 2013
No
AF7712
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Oct 2012 - 12 Oct 2012
No
AF7712
BARCLAYS BANK PLC
Type 4: advising on securities
07 Oct 2012 - 12 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.