Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KITAOKA, YOSHIYUKI
Chinese Name of Relevant Individual
HKMA Registration Number
AF7721
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Dec 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
TEAM HEAD FIXED INCOMES SALES
Remarks
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Dec 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
TEAM HEAD FIXED INCOMES SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
SFC CE number
AXY830
Business Address
SUITES 1701-1709, 17/F, JARDINE HOUSE, 1 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Oct 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Oct 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2016 - 26 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2016 - 26 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2012 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2012 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KITAOKA, YOSHIYUKI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7721
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SKANDINAVISKA ENSKILDA BANKEN AB
Type 1: dealing in securities
07 Dec 2016
Yes
TEAM HEAD FIXED INCOMES SALES
SKANDINAVISKA ENSKILDA BANKEN AB
Type 4: advising on securities
07 Dec 2016
Yes
TEAM HEAD FIXED INCOMES SALES
Name of Registered Institution
SFC CE number
Business Address
SKANDINAVISKA ENSKILDA BANKEN AB
AXY830
SUITES 1701-1709, 17/F, JARDINE HOUSE, 1 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7721
SKANDINAVISKA ENSKILDA BANKEN AB
Type 1: dealing in securities
Since 27 Oct 2021
Yes
AF7721
SKANDINAVISKA ENSKILDA BANKEN AB
Type 4: advising on securities
Since 27 Oct 2021
Yes
AF7721
SKANDINAVISKA ENSKILDA BANKEN AB
Type 1: dealing in securities
07 Dec 2016 - 26 Oct 2021
No
AF7721
SKANDINAVISKA ENSKILDA BANKEN AB
Type 4: advising on securities
07 Dec 2016 - 26 Oct 2021
No
AF7721
SKANDINAVISKA ENSKILDA BANKEN AB
Type 1: dealing in securities
09 Oct 2012 - 05 Mar 2015
No
AF7721
SKANDINAVISKA ENSKILDA BANKEN AB
Type 4: advising on securities
09 Oct 2012 - 05 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.