Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, JING WAN PATRICK
Chinese Name of Relevant Individual
李敬文
HKMA Registration Number
AF7722
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2020 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2020 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jan 2014 - 27 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jan 2014 - 27 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2012 - 27 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, JING WAN PATRICK
:
Chinese Name of Relevant Individual
李敬文
:
HKMA Registration Number
AF7722
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7722
MUFG BANK, LTD.
Type 1: dealing in securities
29 Aug 2020 - 21 Jul 2021
No
AF7722
MUFG BANK, LTD.
Type 4: advising on securities
29 Aug 2020 - 21 Jul 2021
No
AF7722
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jan 2014 - 27 Oct 2015
No
AF7722
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Jan 2014 - 27 Oct 2015
No
AF7722
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
09 Oct 2012 - 27 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.