Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RODE, TORSTEN
Chinese Name of Relevant Individual
HKMA Registration Number
AF7734
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2015 - 11 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2015 - 11 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2014 - 21 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2013 - 18 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2013 - 09 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2012 - 13 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RODE, TORSTEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7734
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7734
COMMERZBANK AG
Type 1: dealing in securities
29 Oct 2015 - 11 Jan 2016
No
AF7734
COMMERZBANK AG
Type 4: advising on securities
29 Oct 2015 - 11 Jan 2016
No
AF7734
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Mar 2014 - 21 Mar 2014
No
AF7734
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Oct 2013 - 18 Oct 2013
No
AF7734
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Mar 2013 - 09 Mar 2013
No
AF7734
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Oct 2012 - 13 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.