Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, NAN
Chinese Name of Relevant Individual
楊楠
HKMA Registration Number
AF7751
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF CORPORATE AND FINANCIAL SPONSORS SALES, GLOBAL MARKETS, ASIA
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF CORPORATE AND FINANCIAL SPONSORS SALES, GLOBAL MARKETS, ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANCO SANTANDER, S.A.
SFC CE number
AAK788
Business Address
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2021 - 20 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2021 - 20 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2019 - 21 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Feb 2019 - 21 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Sep 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2012 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2012 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, NAN
:
Chinese Name of Relevant Individual
楊楠
:
HKMA Registration Number
AF7751
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANCO SANTANDER, S.A.
Type 1: dealing in securities
21 Jul 2021
Yes
HEAD OF CORPORATE AND FINANCIAL SPONSORS SALES, GLOBAL MARKETS, ASIA
BANCO SANTANDER, S.A.
Type 4: advising on securities
21 Jul 2021
Yes
HEAD OF CORPORATE AND FINANCIAL SPONSORS SALES, GLOBAL MARKETS, ASIA
Name of Registered Institution
SFC CE number
Business Address
BANCO SANTANDER, S.A.
AAK788
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7751
BANCO SANTANDER, S.A.
Type 1: dealing in securities
Since 21 Nov 2024
Yes
AF7751
BANCO SANTANDER, S.A.
Type 4: advising on securities
Since 21 Nov 2024
Yes
AF7751
BANCO SANTANDER, S.A.
Type 1: dealing in securities
21 Jul 2021 - 20 Nov 2024
No
AF7751
BANCO SANTANDER, S.A.
Type 4: advising on securities
21 Jul 2021 - 20 Nov 2024
No
AF7751
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Feb 2019 - 21 May 2021
No
AF7751
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Feb 2019 - 21 May 2021
No
AF7751
CREDIT SUISSE AG
Type 1: dealing in securities
09 Sep 2016 - 22 Nov 2017
No
AF7751
CREDIT SUISSE AG
Type 4: advising on securities
09 Sep 2016 - 22 Nov 2017
No
AF7751
CREDIT SUISSE AG
Type 6: advising on corporate finance
09 Sep 2016 - 22 Nov 2017
No
AF7751
MACQUARIE BANK LIMITED
Type 1: dealing in securities
10 Oct 2012 - 12 Aug 2016
No
AF7751
MACQUARIE BANK LIMITED
Type 4: advising on securities
10 Oct 2012 - 12 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.