Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHONG FONG
Chinese Name of Relevant Individual
吳昶鋒
HKMA Registration Number
AF7757
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
19 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2022 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2022 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2020 - 04 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2020 - 04 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2013 - 01 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
20 Nov 2012 - 01 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2012 - 01 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2012 - 18 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHONG FONG
:
Chinese Name of Relevant Individual
吳昶鋒
:
HKMA Registration Number
AF7757
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 May 2026
No
PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
19 May 2026
No
PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7757
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 19 May 2026
No
AF7757
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 19 May 2026
No
AF7757
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
14 May 2022 - 30 Apr 2026
No
AF7757
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
14 May 2022 - 30 Apr 2026
No
AF7757
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Jun 2020 - 04 Feb 2021
No
AF7757
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Jun 2020 - 04 Feb 2021
No
AF7757
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
03 Aug 2013 - 01 Sep 2018
No
AF7757
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
20 Nov 2012 - 01 Sep 2018
No
AF7757
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Oct 2012 - 01 Sep 2018
No
AF7757
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
10 Oct 2012 - 18 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.