Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TING, YIN LAM
Chinese Name of Relevant Individual
丁彥琳
HKMA Registration Number
AF7773
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2017 - 16 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2017 - 16 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2016 - 06 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2016 - 06 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2012 - 13 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2012 - 13 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TING, YIN LAM
:
Chinese Name of Relevant Individual
丁彥琳
:
HKMA Registration Number
AF7773
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7773
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Feb 2017 - 16 Apr 2017
No
AF7773
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Feb 2017 - 16 Apr 2017
No
AF7773
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 Sep 2016 - 06 Dec 2016
No
AF7773
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 Sep 2016 - 06 Dec 2016
No
AF7773
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Oct 2012 - 13 Aug 2016
No
AF7773
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2012 - 13 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.