Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WOO, YU KEN FRANCIS
Chinese Name of Relevant Individual
胡裕勤
HKMA Registration Number
AF7800
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
First date of engagement
22 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF MONTREAL
SFC CE number
AAK809
Business Address
SUITES 2806-2809, LEVEL 28, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Aug 2021 - 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2012 - 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2012 - 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WOO, YU KEN FRANCIS
:
Chinese Name of Relevant Individual
胡裕勤
:
HKMA Registration Number
AF7800
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF MONTREAL
Type 1: dealing in securities
22 May 2026
No
DIRECTOR
BANK OF MONTREAL
Type 4: advising on securities
22 May 2026
No
DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK OF MONTREAL
AAK809
SUITES 2806-2809, LEVEL 28, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7800
BANK OF MONTREAL
Type 1: dealing in securities
Since 22 May 2026
No
AF7800
BANK OF MONTREAL
Type 4: advising on securities
Since 22 May 2026
No
AF7800
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
04 Aug 2021 - 14 Oct 2022
No
AF7800
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
13 Oct 2012 - 14 Oct 2022
No
AF7800
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
13 Oct 2012 - 14 Oct 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.