Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, LOK MAN
Chinese Name of Relevant Individual
周樂旻
HKMA Registration Number
AF7840
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2014 - 15 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2014 - 15 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2012 - 14 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2012 - 14 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, LOK MAN
:
Chinese Name of Relevant Individual
周樂旻
:
HKMA Registration Number
AF7840
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7840
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2014 - 15 Jun 2014
No
AF7840
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2014 - 15 Jun 2014
No
AF7840
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Oct 2012 - 14 Nov 2013
No
AF7840
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Oct 2012 - 14 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.